Barron's Advisor Practice Management

The recent recruits oversaw a total of more than $1.3 billion in assets at their previous firms.

The company’s investment banking unit benefited from an improved environment for dealmaking.

The changes at Goldman Sachs highlight the increasing importance of wealth and asset management within the company.

Breanne Bovara and Derrick Petry will expand LPL’s independent employee channel in Ohio.

Crowley, who has been serving as global head of BNY Pershing, will become executive vice chair at the bank.

Artificial intelligence can be a valuable tool for client communications and other time-consuming tasks, allowing advisors more time to focus on their core competencies.

LPL Financial’s acquisition of Commonwealth last year sparked a recruiting frenzy for rival firms.

The agency says Joel Sofia falsely claimed he was an experienced options trader and fraudulently gained access to victims’ brokerage accounts.

The West Side Campaign Against Hunger is tapping expertise from banks and wealth managers to solve problems and help it feed more people.

Richard Bernstein, founder of the eponymous firm, will join Janus as global head of macro and customized investing.

Here is our weekly roundup of the most-read articles at Barron’s Advisor.

Barron’s Hall of Fame advisor Inna Kelly talks equity compensation, the keys to a happy career, and her immigrant-parent role models.

The latest industry snapshot from DeVoe & Co. shows fewer buyers, more sellers, and a lot more transactions.

The head of wealth management at Ellevest says female clients don’t necessarily want female advisors, but they do want to feel seen and heard.

Although best known for its retirement plan business, the company is also a leader in RIA custody.

Brokerage industry self-regulator Finra alleged that three Cetera broker-dealers missed red flags relating to large-scale sales of low-value stocks.

The company’s fourth-quarter earnings report show the company continues to add net new assets.

K. Dane Snowden will take the top spot in March at the organization that oversees the Certified Financial Planner credential.

The move to West Palm Beach will make it the first big bank to base its wealth management operation in the wealthy and growing market.

The brokerage firm has been benefiting from active trading by retail investors.

The recruiting wins lure teams of seasoned advisors away from Merrill Lynch and Morgan Stanley.

The best advisor-client relationships are built on human connection, not cash flow projections, writes this Barron’s Hall of Fame advisor.

The Securities and Exchange Commission is seeking to clarify how advisors should calculate fees to determine net performance and when a person with a disciplinary record is eligible to offer endorsements or testimonials.

The wealth management units of large Wall Street shops are increasingly profitable, and one posted a dramatic spike in assets.

Here’s our weekly roundup of the most-read wealth management articles at Barron’s Advisor.